Regulatory & compliance
Regulator notices and investigations, privacy and professional conduct matters.
Regulatory exposure rarely arrives with warning. It arrives as a notice, an audit, or a question from a regulator that has to be answered carefully and quickly. We help clients respond, and – more usefully – build the systems that make the next notice easier to deal with.
We can help with: regulatory law, administrative law, privacy law, AML/CTF, professional standards, consumer law, environmental law.
How we help
Regulatory notices
Responding to statutory notices, requests for information and investigations, including ATO audits, objections and tax disputes.
Compliance programs
Practical compliance frameworks scaled to the size and risk profile of the organisation.
Privacy
Privacy Act obligations, data handling, breach response and notification.
AML/CTF
Customer due diligence, reporting obligations and AUSTRAC engagement.
Professional standards
Disciplinary matters and professional conduct proceedings.
Governance advice
Board reporting, delegations and the documentation that evidences a considered decision.
